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Compliance Officer Jobs in Plano

678 Compliance Officer Jobs in Plano

Capital One

Commercial Broker Dealer Chief Compliance Officer - Sr. Director

Capital One

Plano

$150,000 - $200,000

Additional responsibilities will include: Promoting a culture of compliance and managed risk taking Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including...

Full-time

Posted

via Jobleads

Jobleads
Tephra

Compliance Officer-Compliance & Regulatory (Derivatives)

Tephra

Plano

Description: Role: Compliance Officer Job Description Identification and management of the TPAs compliance risk. Role reports to Operations Compliance Manager Responsibilities: Administration of an effective Compliance Program...

Full-time

Posted

via Jobleads

Jobleads
UPMC

Sr. Director, Commercial Compliance

UPMC

Plano

$125,000 - $150,000

Director, Commercial Compliance reports to the Senior Vice President, Chief Risk, Compliance & Ethics Officer and strategically and operationally leads the development, implementation and management of a robust and effective This...

Full-time

Posted

via Jobleads

Jobleads
Capital One

Commercial Broker Dealer Compliance Advisor - Senior Manager

Capital One

Plano

Provide CBD LOBs support/advice on the application of Compliance Requirements (Corrective Action, New Product or Process Development, Change in Law or Regulatory Environment) Provide effective challenge and guidance on compliance...

Full-time

Posted

via Jobleads

Jobleads
Confidential

Chief Product Officer (CPO)

Confidential

Plano

$200,000 - $250,000

Chief Product Officer (CPO) About the Company Successful provider of workforce management solutions Industry Computer Software Type Privately Held, Private Equity backed Founded 1988 Employees 501 1000 Categories Information The...

Full-time

Posted

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Community Hospital Corp

Interim Chief Financial Officer

Community Hospital Corp

Plano

$200,000 - $250,000

Our Interim Chief Financial Officers follow the direction of the Hospital CEO, Board of Directors and CHC’s VP of Hospital Financial Operations. The CFO is responsible for providing leadership and oversight of the overall financial...

Full-time

Posted

via Jobleads

Jobleads
Community Hospital Corporation

Interim Chief Financial Officer

Community Hospital Corporation

Plano

$200,000 - $250,000

Job Description Job Description Our Interim Chief Financial Officers follow the direction of the Hospital CEO, Board of Directors and CHC’s VP of Hospital Financial Operations. The CFO is responsible for providing leadership and...

Full-time

Posted

via Jobleads

Jobleads
Symbiotic Services

Chief Operating Officer

Symbiotic Services

Plano

$200,000 - $250,000

Job Description The Chief Operating Officer will assume responsibility for overseeing all operational functions across multiple locations. Collaborating closely with the CEO, this role will spearhead the development and execution...

Full-time

Posted

via Jobleads

Jobleads
Clean Harbors

LDAR Compliance Auditor

Clean Harbors

Plano

Monitors the execution of corrective actions; May be tasked with planning and execution of audits of internal controls covering a broad range of the company’s operations; Examines records, documents, methods, policies, and other...

Full-time

Posted

via Linkedin

Linkedin
Delta Electronics Americas

Senior Compliance Engineer

Delta Electronics Americas

Plano

Responsibilities and Duties Develop a compliance test plan to ensure product compliance requirements are met. Execute EMI/EMC/NEBS/Environmental test plans, review test reports, and ensure product compliance. Coordinate and...

Full-time

Posted

via Linkedin

Linkedin

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Fortis

Compliance Specialist

Fortis

Plano

As a Compliance Specialist, you will assist with third party due diligence guidelines and processes for software vendors, ISO’s and other Partners. ESSENTIAL DUTIES: Company compliance responsibilities: Review OFAC checks for the...

Full-time

Posted

via Linkedin

Linkedin
InCommon

Chief Knowledge Officer

InCommon

Plano

Summary We seek a highly skilled and experienced tax professional with an entrepreneurial spirit to serve as our Chief Knowledge Officer (CKO) for US Business Tax. If youre a former associate partner or principal in a smaller firm with...

Full-time

Posted

via Linkedin

Linkedin
GRN of Fort Worth

Tax Director/Chief Knowledge Officer

GRN of Fort Worth

Plano

Roles & Responsibilities: As a Chief Knowledge Officer and Tax Director, youll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution and act as a chief knowledge officer in the field...

Full-time

Posted

via Direct Apply

Direct Apply
First Citizens Bank

Director Business Dev Officer-Cap Equip Finance (Remote - TX, OK, AR, ...

First Citizens Bank

Plano

Overview: FCB’s Capital Equipment Finance provides equipment loans and leases for transactions ranging in size from $3 million to $100 million and more. We offer flexible terms of up to eight years, with advance rates tailored to the...

Full-time

Posted

via Direct Apply

Direct Apply
Heidelberg Materials US, Inc.

Tax Director, Compliance & Provisioning (Hybrid)

Heidelberg Materials US, Inc.

Plano

Strong communication skills both verbal and written Excellent analytical and organizational skills with attention to details Excellent computer skills and knowledge of MS Office, OneSource Income Tax, OneSource Tax Provision, and...

Full-time

Posted

via Direct Apply

Direct Apply

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