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Compliance Officer Jobs in New York

1851 Compliance Officer Jobs in New York

Lime Trading

Chief Compliance Officer

Lime Trading

New York

What youll be expected to do: Leading and managing the compliance team Design, implement, and drive adoption of the firm’s compliance procedures and policies for its broker dealer; Develop, prepares and submits all reporting compliant...

Full-time

Posted

via Linkedin

Linkedin
Natixis Corporate & Investment Banking

Compliance Officer-Swap Dealer/Security-Based Swap Dealer

Natixis Corporate & Investment Banking

New York

Natixis seeks vp level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security Based Swap Dealer...

Full-time

Posted

via Linkedin

Linkedin
QUANTEAM - North America (RAINBOW PARTNERS Group)

Compliance Officer - Risk Assessment

QUANTEAM - North America (RAINBOW PARTNERS Group)

New York

Guided by our core values of closeness, teamwork, diversity, and excellence, our team of 1,000 expert consultants, representing 35 different nationalities, collaborates across 10 international offices: Paris, Lyon, New York,...

Full-time

Posted

via Linkedin

Linkedin
Crédit Agricole CIB

VP AML / OFAC Compliance Officer / Advisory (Financial Security)

Crédit Agricole CIB

New York

Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have...

Full-time

Posted

via Linkedin

Linkedin
Cardea Group

Compliance Officer

Cardea Group

New York

Key Points: Fantastic opportunity to receive guidance and collaborate an exceptional team in a thriving organization Organization has extremely stable capital and is growing in assets under management Broad compliance generalist...

Full-time

Posted

via Linkedin

Linkedin

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Green Key Resources

Trust Compliance and Risk Officer

Green Key Resources

New York

Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank’s Investment Management Division/Trust Department and compliance with applicable federal/state laws and regulations,...

Full-time

Posted

via Linkedin

Linkedin
FirstKey Mortgage, LLC

Compliance Officer - Residential Mortgage/Licensing/Exam Management

FirstKey Mortgage, LLC

New York

Job Description and Responsibilities: Support the development and implementation of action plans, including policies and procedures to ensure all aspects of company compliance, and prevent violations and systemic compliance...

Full-time

Posted

via Linkedin

Linkedin
Talently Recruiting

Chief Compliance Officer (CCO)

Talently Recruiting

New York

Job Title : Chief Compliance Officer Location : Bronx, NY Skills : Compliance, Leadership, Multi Entity Outpatient Healthcare About Company / Opportunity : We are a rapidly growing healthcare company providing high quality and We have...

Full-time

Posted

via Linkedin

Linkedin
Cardea Group

Senior Compliance Officer

Cardea Group

New York

Key Points: Opportunity to join a growing firm in a senior capacity Position will manage more junior staff and have an opportunity to leave their mark on the firm and the compliance program Growth in this position will come in a number of ways...

Full-time

Posted

via Linkedin

Linkedin
Cerberus Capital Management

Senior Associate, Compliance Officer

Cerberus Capital Management

New York

Evaluate and administration of potential violations of Code of Ethics program Political contribution surveillance reviews via Illumis (or similar software program) and escalations Review edit and distribution of compliance The...

Full-time

Posted

via Linkedin

Linkedin

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New York City, NY

Compliance Officer

New York City, NY

New York

$150,000 - $200,000

The Compliance Officer will work with the Chief Compliance Officer (CCO) to identify and implement policies and workflows to monitor regulatory compliance both within the Bureau and with the Systems external managers and consultants...

Full-time

Posted

via Jobleads

Jobleads
Robinhood

Chief Compliance Officer, Brokerage

Robinhood

New York

$250,000

What you’ll do : Develop, enhance and administer Robinhood’s brokerage policies and procedures to comply with laws, regulations and firm policy Advise management and cross functional stakeholders on new and existing regulations and...

Full-time

Posted

via Jobleads

Jobleads
Battery Park City Authority

Engineering Audit Officer

Battery Park City Authority

New York

Reporting to the Chief Operating Officer (COO) for the Battery Park City Authority (BPCA), the Engineering Audit Officer primarily will lead reviews and desk audits of proposed and executed change orders pertaining to its $1B+ capital...

Full-time

Posted

via Jobget

Jobget
dentsu

Chief AI Officer

dentsu

New York

Job Description The Chief AI Officer will be responsible for leading the vision, strategy, and execution of artificial intelligence initiatives across dentsu. The Chief AI Officer will lead a team of AI experts and collaborate with...

Full-time

Posted

via Linkedin

Linkedin
NYC Health + Hospitals

Chief Experience Officer Level I

NYC Health + Hospitals

New York

Job Description: Purpose of Position: The Chief Experience Officer is responsible for the strategic planning and oversight of patient experience and staff engagement initiatives, operations and all related programs, policies, and...

Full-time

Posted

via Linkedin

Linkedin

Get tailored job alerts and stay updated on the latest Compliance Officer Jobs in New York! Receive job offers before anyone else.

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