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Compliance Officer Jobs in Jersey City

445 Compliance Officer Jobs in Jersey City

ION Group

Compliance Officer – Options/Equity Trading – 9821

ION Group

Jersey City

Key Responsibilities Support regular compliance testing and monitoring of policies and procedures including: personal trading; outside business activities; gifts and entertainment; registrations and filings; sales practice;...

Full-time

Posted

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ION Group

Compliance Officer - Options/Equity Trading - 9821

ION Group

Jersey City

Key Responsibilities Support regular compliance testing and monitoring of policies and procedures including: personal trading; outside business activities; gifts and entertainment; registrations and filings; sales practice;...

Full-time

Posted

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Sumitomo Mitsui Banking Corporation

Operational Risk Officer

Sumitomo Mitsui Banking Corporation

Jersey City

Operational Risk Officer Job Level: Vice President Job Function: Governance & Assurance Location: Jersey City, NJ, US, 07311 Employment Type: Full Time Requisition ID: 2763 SMBC Group is a top tier global financial group....

Full-time

Posted

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Top Investment Firm

Compliance Generalist, Principal

Top Investment Firm

Jersey City

THE FIRM: Top, High Growth Alternative Asset Management Firm Currently experiencing extremely high growth Flexible hybrid schedule (4 days in the office, 1 day remote) Tremendous benefits (e.g. medical, dental, vision, 401k, Also,...

Full-time

Posted

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Sumitomo Mitsui Banking Corporation (SMBC)

Operational Risk Officer

Sumitomo Mitsui Banking Corporation (SMBC)

Jersey City

The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFGs...

Full-time

Posted

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ThreatModeler Software, Inc

Personal Assistant to Chief Executive Officer

ThreatModeler Software, Inc

Jersey City

Arrange travel including flights, ground transportation, lodging, dining and other activities for the organization Manage and maintain inventory of all SWAG, tech, office materials, etc. to ensure the office is running smoothly....

Full-time

Posted

via Linkedin

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Top $200B+ Global Alternative Asset Manager

Director of Private Equity Compliance ($50B+) with CCO Growth Path

Top $200B+ Global Alternative Asset Manager

Jersey City

THE FIRM: Top, Global Alternative Asset Manager Managing over $100B in AUM Exciting time to join the firm as they are in growth mode Flexible hybrid schedule (4 days in the office, 1 day remote) Tremendous benefits (e.g. medical, dental, It...

Full-time

Posted

via Linkedin

Linkedin
New York Technology Partners

Data Analytics Manager, Compliance Analytics

New York Technology Partners

Jersey City

Job Description: We are seeking a highly skilled Data Analytics Manager to join our Compliance Department in the Americas Division. Reporting to the Data Analytics Director, FCC Analytics, the Data Analytics Manager will...

Full-time

Posted

via Linkedin

Linkedin
Statue Cruises

Vessel - First Officer/ Mate - Statue City Cruises

Statue Cruises

Jersey City

Salary $37.59/HR City Experiences is seeking a First Officer for our Statue City Cruises operation in JerseyCity, NJ About You: This person will be adaptable, dynamic, and embody City Experiences RESPECT Service System. About the...

Full-time

Posted

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Iconma LLC

Business Control Manager/Risk Manager (Audit, Risk, Compliance, Inform...

Iconma LLC

Jersey City

Responsibilities: Execute risk mitigating strategies to address key technology areas to ensure conformance with laws, rules and regulations Partner with multiple technology organizations, divisional leads within Global #J 18808...

Full-time

Posted

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Citibank

AVP, Senior Compliance Surveillance Analyst – NAM Market Surveillance

Citibank

Jersey City

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may...

Full-time

Posted

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JPMorgan Chase & Co.

Corporate Control Management – Firmwide Compliance Risk Assessment Pro...

JPMorgan Chase & Co.

Jersey City

$125,000 - $150,000

  Job responsibilities: Lead for the global/horizontal Compliance Risk Assessment (CRA) Program including the framework, methodology, and execution across the firm Oversee the identification and assessment of JPM’s key compliance...

Full-time

Posted

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New City Kids

Chief Advancement Officer

New City Kids

Jersey City

$150,000 - $200,000

The Chief Advancement Officer (CAO) of New City Kids, Inc. (NCK) reports to the President & CEO of NCK and is a member of the executive leadership team and advises the President/CEO on matters that affect the fundraising, philanthropic The...

Full-time

Posted

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RWJ Barnabas

Chief Operating Officer - Jersey City Medical Center

RWJ Barnabas

Jersey City

$150,000 - $200,000

Chief Operating Officer Jersey City Medical Center Job Overview: The Chief Operating Officer (COO) is a key leadership position within Jersey City Medical Center. The COO has responsibility for leading, developing and executing key...

Full-time

Posted

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B2B CFO

Chief Financial Officer - B2B EXIT & B2B CFO

B2B CFO

Jersey City

$150,000 - $200,000

Seeking An Experienced CFO Are you a driven and entrepreneurial CFO with experience in helping business owners improve their business? Would you like to guide business owners in selling or buying privately held companies? Would you like...

Full-time

Posted

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